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Appointed Representatives: The enhanced regime following lessons from Greensill Capital
06 October 2022Following publication of the Treasury Select Committee’s report in 2021 on Lessons from Greensill Capital, the TSC made a series of recommendations for the FCA and HM Treasury to consider. These included reforms to the Appointed Representatives regime that was first introduced in 1986, with a view to limiting the scope of the regime and accordingly reducing opportunities for misuse.
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The FCA New Consumer Duty: Principle 12 is here
19 August 2022The Consumer Duty sets the standard of care that firms should provide to customers in retail financial markets.
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“New technology does not change old risks” – why the crypto industry needs a regulatory framework to realise its full potential
22 July 2022Sir Jon Cunliffe, BoE Deputy Governor, Financial Stability, commented in a recent speech [1] on the latest developments in the crypto market and his conclusions from the so-called “crypto-winter”.