New year new standards: will regulated individuals in financial services need to be “paragons of virtue”?
12 December 2023
The Financial Conduct Authority (“FCA”) and Prudential Regulation Authority (“PRA”) are looking to re-emphasise the regulators’ position that non-financial misconduct is misconduct for regulatory purposes. On the agenda by Lewis Silkin, we discuss the fitness and propriety and conduct rules requirements, as well as the forthcoming guidance ahead of the consultation closing date on 18 December.
Listen to the episode in full below, or you can find the episode on our Spotify channel as well as Apple Podcasts.