We're fully up to date with all the latest developments in financial services regulation, enabling you to stay compliant and anticipate future changes.
Financial services regulatory
Financial services regulation is constantly evolving - we keep you ahead of the curve.
Our team are experts in a wide range of both contentious and advisory matters ranging from investigations and enforcement, transaction regulatory support and employment issues, to crypto, NFT and AI.
Our services
Investigations & enforcement
With extensive experience of advising on investigations and enforcement issues for clients including banks and insurers, we can support you with:
- Matters with multiple complexities including SMF misconduct
- Breaches of reporting obligations
- Compliance with provisions applicable to listed companies
- Settlement negotiations
- Regulatory Decisions Committee meetings
- Upper Tribunal hearings
Related areas
