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Senior Managers Regime, Certification Regime and Conduct Rules

24 November 2016

Banks and other financial institutions are seeing some of the most significant regulatory changes affecting staff in many years.

On 7 March 2016, the Senior Managers Regime, Certification Regime and Conduct Rules start to come into force. These reforms are intended to strengthen accountability and encourage good governance. The new regime requires clear delegation of responsibilities to senior managers and, crucially, makes it much easier for them to be held personally liable for governance failures.

Please click 'download files' to read the full in-brief.

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